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Reporting Obligations

We provide guidance and support to help you meet key reporting obligations, including the preparation of annual reports such as:

  • Annual AML/CFT Compliance Report
  • Internal Audit Report
  • The Quarterly Statistics Form (QST)
  • Annual Risk-Based Supervision Framework (RBSF)
  • Support on sanctions compliance reporting obligations

1. Preparation and support regulatory reporting

  • Preparation and submission of regulatory reports (AML, transactional, operational)
  • Support in preparing reports in accordance with FATCA and CRS ( Classification, Registration and Reporting) requirements
  • Preparation/Assistance in submitting reports for licensing, audit or inspection
  • Data analysis and structuring to meet regulatory requirements

2. Obtaining and renewing licenses

  • Preparing a package of documents for applying
  • Support in the process of obtaining or renewing a license
  • Interaction with regulators and legal advisers

3. Compliance with international standards

  • Implementation of FATCA and CRS procedures and documentation
  • Audit and configuration of processes in accordance with GDPR (personal data protection)
  • Support on sanctions compliance issues

4. Support for regulatory audits and requests

  • Analyzing requests and preparing responses
  • Support during inspections and audits
  • Preparation of explanatory notes, memoranda and cover letters

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